Privacy Policy - Adviser Compliance Services

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Lori@advisercompliancesvcs.com

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CONTACT INFO

910 E Broadway, Suite 209 • Columbia, MO 65201

573.416.8076

Lori@advisercompliancesvcs.com

OUR AFFILIATE

Founded in 2010, our affiliated law firm, The Law Office of Lori J. Neidel, LLC, serves small- to mid-sized RIA firms needing legal counsel in areas of adviser registration, regulatory examinations, securities enforcement actions and other hourly engagements.

Disclaimer: Adviser Compliance Services, LLC ("ACS") is not a law firm and does not provide legal services. A compliance consulting relationship with ACS is not provided those legal and professional protections that normally exist under an attorney-client relationship. For more information, please visit our Disclosures web page. The determination to use a third-party compliance services provider is an important decision and should not be based solely upon advertisements or self-proclaimed expertise. A description or indication of limitation of our compliance services does not mean that an agency or board has certified ACS as a specialist or expert in investment adviser compliance. All potential clients are urged to make their own independent investigation and evaluation of ACS.

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